Filing Details

Accession Number:
0001104659-15-053991
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-28 21:52:25
Reporting Period:
2015-07-24
Filing Date:
2015-07-28
Accepted Time:
2015-07-28 21:52:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1061027 Sunesis Pharmaceuticals Inc SNSS Pharmaceutical Preparations (2834) 943295878
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1323113 Jr N Daniel Swisher C/o Sunesis Pharmaceuticals, Inc.
395 Oyster Point Blvd., Ste. 400
South San Francisco CA 94080
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-07-24 22,210 $1.32 151,346 No 4 X Indirect See footnote
Common Stock Disposition 2015-07-24 8,477 $3.46 142,869 No 4 S Indirect See footnote
Common Stock Acquisiton 2015-07-24 11,105 $1.32 153,974 No 4 X Indirect See footnote
Common Stock Disposition 2015-07-24 4,238 $3.46 149,736 No 4 S Indirect See footnote
Common Stock Acquisiton 2015-07-24 25,000 $1.02 174,336 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect See footnote
No 4 S Indirect See footnote
No 4 X Indirect See footnote
No 4 S Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Disposition 2015-07-24 22,210 $0.00 22,210 $1.32
Common Stock Warrant (right to buy) Disposition 2015-07-24 11,105 $0.00 11,105 $1.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-04-03 2016-04-03 No 4 X Indirect
0 2009-10-30 2016-10-30 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 179,510 Direct
Footnotes
  1. The shares are held by the Swisher Revocable Trust for which reporting person is the Trustee.
  2. On July 24, 2015, the reporting person exercised a warrant to purchase 22,210 shares of SNSS common stock for $1.32 a share. The reporting person paid the exercise price on a cashless basis, resulting in SNSS's withholding of 8,477 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 13,733 shares.
  3. On July 24, 2015, the reporting person exercised a warrant to purchase 11,105 shares of SNSS common stock for $1.32 a share. The reporting person paid the exercise price on a cashless basis, resulting in SNSS's withholding of 4,238 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 6,867 shares.
  4. The number of shares includes 3,686 shares that the reporting person acquired from an ESPP purchase on 5/29/15.