Filing Details
- Accession Number:
- 0001192381-15-000026
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-07-28 14:33:09
- Reporting Period:
- 2015-02-19
- Filing Date:
- 2015-07-28
- Accepted Time:
- 2015-07-28 14:33:09
- Original Submission Date:
- 2015-02-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469469 | R Douglas Bettinger | 4650 Cushing Parkway Fremont CA 94538 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-02-19 | 1,540 | $81.67 | 41,225 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-19 | 3,974 | $51.76 | 45,199 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-19 | 3,974 | $81.67 | 41,225 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-19 | 855 | $51.76 | 42,080 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-19 | 8,205 | $42.41 | 50,285 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-20 | 427 | $82.92 | 49,858 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-20 | 4,102 | $82.92 | 45,756 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-02-19 | 3,974 | $0.00 | 3,974 | $51.76 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-02-19 | 855 | $0.00 | 855 | $51.76 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-02-19 | 8,205 | $0.00 | 8,205 | $42.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,263 | 2021-02-18 | No | 4 | M | Direct | |
| 34,408 | 2021-02-18 | No | 4 | M | Direct | |
| 26,203 | 2015-02-08 | 2020-03-11 | No | 4 | M | Direct |
Footnotes
- Amount reported includes shares subject to unvested Restricted Stock Units.
- This Form 4/A is being filed solely to correct clerical errors in the entries in Column 5 of Table I of Mr. Bettinger's Form 4 filed on February 23, 2015.
- Shares sold pursuant to 10b5-1 Trading Plan.
- 33.3% of the stock options will vest on 2/18/15, 2/18/16, and 2/18/17.
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