Filing Details

Accession Number:
0000899243-15-001633
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-24 17:22:49
Reporting Period:
2015-07-22
Filing Date:
2015-07-24
Accepted Time:
2015-07-24 17:22:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 710682831
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191010 W John Allison P.o. Box 966
Conway AR 72033
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-07-22 150,000 $39.50 3,749,631 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,724 Indirect By 401(k)
Common Stock - Restricted 87,332 Direct
Common Stock 8,136 Indirect By IRA
Common Stock 427,680 Indirect By wife
Common Stock 33,664 Indirect By Capital Buyers
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $3.50 712 712 Direct
Common Stock Stock Option $3.92 1,425 1,425 Direct
Common Stock Stock Option $4.21 2,138 2,138 Direct
Common Stock Stock Option $4.92 2,851 2,851 Direct
Common Stock Stock Option $5.33 3,564 3,564 Direct
Common Stock Performance Stock Option $5.54 2010-01-01 2016-03-13 88,957 88,957 Direct
Common Stock Stock Option $8.54 2018-01-17 35,640 35,640 Direct
Common Stock Stock Option $8.60 2018-01-09 4,752 4,752 Direct
Common Stock Stock Option $10.16 2017-01-18 47,520 47,520 Direct
Common Stock Stock Option $17.25 2014-01-18 2023-01-17 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
712 712 Direct
1,425 1,425 Direct
2,138 2,138 Direct
2,851 2,851 Direct
3,564 3,564 Direct
2016-03-13 88,957 88,957 Direct
2018-01-17 35,640 35,640 Direct
2018-01-09 4,752 4,752 Direct
2017-01-18 47,520 47,520 Direct
2023-01-17 50,000 50,000 Direct
Footnotes
  1. Includes 0.001 shares acquired through the Home BancShares, Inc. 401(k) Plan since the reporting person's last filing.
  2. Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
  3. Restricted Stock granted on January 17, 2014 will vest in 33 1/3% installments over three years each January 17th.
  4. Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
  5. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2001 and would have expired on December 31, 2011.
  6. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and would have expired on December 31, 2012.
  7. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2003 and would have expired on December 31, 2013.
  8. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and would have expired on December 31, 2014.
  9. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
  10. The option became exercisable in five equal annual installments beginning on January 18, 2009.
  11. The option became exercisable in five equal annual installments beginning on January 10, 2009.
  12. The option became exercisable in two equal annual installments beginning on January 19, 2008.