Filing Details
- Accession Number:
- 0001140361-15-028488
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-24 08:36:58
- Reporting Period:
- 2014-09-18
- Filing Date:
- 2015-07-24
- Accepted Time:
- 2015-07-24 08:36:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811808 | Summit Financial Group Inc | SMMF | State Commercial Banks (6022) | 550672148 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1521503 | E. Jeffrey Hott | 3293 Petersburg Pike Franklin WV 26807 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-09-18 | 139 | $10.50 | 3,014 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-19 | 214 | $10.50 | 2,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-19 | 22 | $10.50 | 21,078 | No | 4 | S | Indirect | By Franklin Oil |
| Common Stock | Disposition | 2014-10-19 | 778 | $10.50 | 20,300 | No | 4 | S | Indirect | By Franklin Oil |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Franklin Oil |
| No | 4 | S | Indirect | By Franklin Oil |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 87,960 | Indirect | By EE Hott, Inc. |
| Common Stock | 480 | Indirect | By Spouse |
| Common Stock | 400 | Indirect | As Cust for Son |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 | $5.50 | 2010-03-01 | 2019-06-01 | 9,091 | 50 | Direct |
| Common Stock | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 | $5.50 | 2010-03-01 | 2019-06-01 | 9,091 | 50 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-06-01 | 9,091 | 50 | Direct |
| 2019-06-01 | 9,091 | 50 | Indirect |
Footnotes
- The 2009 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
- The reporting person inadvertently failed to report the sale of these directly owned shares.
- The reporting person inadvertently failed to report sales of shares in which he claimed indirect beneficial ownership.
Billionaire Hedge Funds
