Filing Details
- Accession Number:
- 0000937556-15-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-23 17:10:24
- Reporting Period:
- 2015-07-21
- Filing Date:
- 2015-07-23
- Accepted Time:
- 2015-07-23 17:10:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 937556 | Masimo Corp | MASI | Electromedical & Electrotherapeutic Apparatus (3845) | 330368882 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403429 | Steven Barker | C/O Masimo Corporation 52 Discovery Irvine CA 92618 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-21 | 20,000 | $4.67 | 70,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-21 | 20,000 | $40.00 | 50,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-07-21 | 10,000 | $4.67 | 60,000 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2015-07-21 | 20,000 | $0.00 | 20,000 | $4.67 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2015-07-21 | 10,000 | $0.00 | 10,000 | $4.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2015-10-10 | No | 4 | M | Direct | |
| 0 | 2015-10-10 | No | 4 | M | Direct |
Footnotes
- The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of May 21, 2015, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- This option was granted on October 10, 2005 and was exercisable as it vested. This option vested over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
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