Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-07-17 18:03:17
Reporting Period:
Filing Date:
Accepted Time:
2015-07-17 18:03:17
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
791908 Xoma Corp XOMA Pharmaceutical Preparations (2834) 942756657
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416176 John Varian C/o Xoma Corporation
2910 Seventh Street
Berkeley CA 94710
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2015-07-15 10,000 $1.24 562,414 No 4 M Direct
Common Shares Disposition 2015-07-15 10,000 $4.49 552,414 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Incentive Share Option (right to buy) Disposition 2015-07-15 10,000 $1.24 10,000 $1.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,392 2022-01-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 18,538 Indirect by 401(k)
  1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2014.
  2. This transaction was executed in multiple trades ranging at prices from $4.36 to $4.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Company or a security holder of the Company full information regarding the number of shares and prices at which the transactions were effected.
  3. Incentive Stock Option exercisable in conjunction with matching Non-Qualified Stock Option as to forty-eight (48) equal and consecutive monthly installments beginning one month after the date of grant.