Filing Details
- Accession Number:
- 0001121781-15-000197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-17 17:06:19
- Reporting Period:
- 2015-05-29
- Filing Date:
- 2015-07-17
- Accepted Time:
- 2015-07-17 17:06:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 924515 | Guided Therapeutics Inc | GTHP | Electromedical & Electrotherapeutic Apparatus (3845) | 582029543 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1348439 | E John Imhoff | 3215 Shrine Road Suite 6 Brunswick GA 31520 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-29 | 18,752 | $0.00 | 9,904,725 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-06-30 | 113,636 | $0.00 | 9,885,973 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Acquisiton | 2015-05-29 | 600,000 | $0.00 | 600,000 | $0.10 |
| Common Stock | Tranche A Warrants | Disposition | 2015-06-19 | 367,647 | $0.00 | 367,647 | $1.08 |
| Common Stock | Tranche B Warrants | Disposition | 2015-06-19 | 3,797,789 | $0.00 | 3,797,789 | $0.10 |
| Common Stock | Tranche A Warrants | Acquisiton | 2015-06-19 | 367,647 | $0.00 | 367,647 | $0.10 |
| Common Stock | Tranche B Warrants | Acquisiton | 2015-06-19 | 3,797,789 | $0.00 | 3,797,789 | $0.09 |
| Common Stock | Warrants | Disposition | 2015-06-30 | 58,935 | $0.00 | 58,935 | $0.23 |
| Common Stock | Warrants | Acquisiton | 2015-06-30 | 58,935 | $0.00 | 58,935 | $0.11 |
| Common Stock | Warrants | Acquisiton | 2015-06-30 | 58,935 | $0.00 | 58,938 | $0.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 600,000 | 2015-05-29 | 2025-05-28 | No | 4 | A | Direct |
| 0 | 2013-05-22 | 2018-05-22 | No | 4 | S | Direct |
| 0 | 2013-05-22 | 2018-05-22 | No | 4 | S | Direct |
| 367,647 | 2013-05-22 | 2018-05-22 | No | 4 | P | Direct |
| 3,797,789 | 2013-05-22 | 2018-05-22 | No | 4 | P | Direct |
| 0 | 2014-12-02 | 2019-12-02 | No | 4 | S | Direct |
| 58,935 | 2015-12-02 | 2020-12-02 | No | 4 | P | Direct |
| 58,935 | 2015-12-02 | 2020-12-02 | No | 4 | P | Direct |
Footnotes
- On June 30, 2015, the reporting person disposed of warrants to purchase common stock in exchange for new warrants to purchase common stock and shares of common stock in an exchange with the issuer.
- These shares were granted as dividend on the issuer's Series B preferred stock.
- These options to purchase common stock were granted under the Guided Therapeutics, Inc. 1995 Stock Plan as amended; as 2015 director's fees, in lieu of cash. The options are 100% vested.
- On June 19, 2015, the reporting person disposed of warrants to purchase common stock in exchange for new warrants to purchase common stock in an exchange with the issuer.
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