Filing Details

Accession Number:
0001354488-15-003365
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-17 15:56:17
Reporting Period:
2015-07-15
Filing Date:
2015-07-17
Accepted Time:
2015-07-17 15:56:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
945384 Cicero Inc CICN Services-Computer Programming Services (7371) 112920559
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1373619 John Steffens C/O Spring Mountain Capital Lp
65 East 55Th Street, 33Rd Floor
New York NY 10022
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-07-15 4,750,000 $0.04 106,517,669 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2015-07-15 16,625,000 $0.00 16,625,000 $0.04
Common Stock Warrant Acquisiton 2015-07-15 14,777,778 $0.00 14,777,778 $0.05
Common Stock Warrant Acquisiton 2015-07-15 7,600,000 $0.00 7,600,000 $0.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,625,000 2015-09-14 2018-07-15 No 4 P Direct
14,777,778 2015-09-14 2018-07-15 No 4 P Direct
7,600,000 2015-09-14 2018-07-15 No 4 P Direct
Footnotes
  1. The purchase price is included in the total purchase price for the common stock and three warrants purchased on July 15, 2015, reported herein.