Filing Details

Accession Number:
0001638480-15-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-15 19:45:50
Reporting Period:
2015-07-15
Filing Date:
2015-07-15
Accepted Time:
2015-07-15 19:45:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91419 J M Smucker Co SJM Canned, Fruits, Veg, Preserves, Jams & Jellies (2033) 340538550
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1638480 Alpinvest Us Holdings, Llc 299 Park Avenue, 35Th Floor
New York NY 10171
No No No Yes
1638634 Alpinvest Partners Blue Co-Invest Llc C/O Alpinvest Us Holdings, Llc
299 Park Avenue, 35Th Floor
New York NY 10171
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Without Par Value Disposition 2015-07-15 3,010,781 $103.82 0 No 4 S Indirect Held through Blue Holdings I, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held through Blue Holdings I, L.P.
Footnotes
  1. This amount represents the secondary price per share of common stock, without par value ("Common Stock"), of The J.M. Smucker Company (the "Issuer") received by Blue Holdings I, L.P. ("Blue Holdings") in an underwritten secondary block trade.
  2. These shares represent shares of Common Stock that were sold by Blue Holdings as part of a sale by Blue Holdings of an aggregate of 4,921,934 shares of Common Stock. Blue Holdings directly owns all of the shares of Common Stock reported in this statement. Centerview Capital, L.P. and certain of its affiliated investment funds hold limited partner interests in Blue Holdings. Blue Holdings directly owns all of the shares of Common Stock reported herein. AlpInvest Partners Blue Co-Invest LLC holds limited partner interests in Blue Holdings.
  3. The manager of AlpInvest Partners Blue Co-Invest LLC is AlpInvest US Holdings, LLC.
  4. Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.