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Filing Details

Accession Number:
0001209191-15-060285
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-09 16:20:18
Reporting Period:
2015-07-08
Filing Date:
2015-07-09
Accepted Time:
2015-07-09 16:20:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA Services-Medical Laboratories (8071) 010894487
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245624 James Healy Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-07-08 175,000 $18.00 375,000 No 4 P Indirect By Sofinnova Venture Partners VIII, L.P.
Common Stock Acquisiton 2015-07-08 1,175,280 $0.00 1,550,280 No 4 C Indirect By Sofinnova Venture Partners VIII, L.P.
Common Stock Acquisiton 2015-07-08 175,000 $18.00 375,000 No 4 P Indirect By Sofinnova Venture Partners IX, L.P.
Common Stock Acquisiton 2015-07-08 1,175,280 $0.00 1,550,280 No 4 C Indirect By Sofinnova Venture Partners IX, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Sofinnova Venture Partners VIII, L.P.
No 4 C Indirect By Sofinnova Venture Partners VIII, L.P.
No 4 P Indirect By Sofinnova Venture Partners IX, L.P.
No 4 C Indirect By Sofinnova Venture Partners IX, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series F Preferred Stock Disposition 2015-07-08 1,175,280 $0.00 1,175,280 $0.00
Common Stock Series F Preferred Stock Disposition 2015-07-08 1,175,280 $0.00 1,175,280 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Mr. Healy is a managing member of each of Sofinnova Management VIII, L.L.C. ("Sofinnova Management VIII") and Sofinnova Management IX, L.L.C. ("Sofinnova Management IX"). Sofinnova Management VIII is the general partner of Sofinnova Venture Partners VIII, L.P., and Sofinnova Management IX is the general partner of Sofinnova Venture Partners IX, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  2. Each share of preferred stock automatically converted into one (1) share of Common Stock immediately prior to the closing of the Issuer's initial public offering of Common Stock, and has no expiration date.