Filing Details

Accession Number:
0001209191-15-060158
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-08 17:57:08
Reporting Period:
2015-07-06
Filing Date:
2015-07-08
Accepted Time:
2015-07-08 17:57:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616862 Axalta Coating Systems Ltd. AXTA Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 981073028
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1515772 Antonio Orlando Bustos Two Commerce Square
2001 Market Street Suite 3600
Philadelphia PA 19103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2015-07-06 9,637 $5.92 9,637 No 4 M Indirect See Footnote
Common Shares Acquisiton 2015-07-06 2,554 $7.21 12,191 No 4 M Indirect See Footnote
Common Shares Acquisiton 2015-07-06 7,809 $8.88 20,000 No 4 M Indirect See Footnote
Common Shares Disposition 2015-07-06 20,000 $32.51 0 No 4 S Indirect See Footnote
Common Shares Acquisiton 2015-07-07 45,000 $8.88 45,000 No 4 M Indirect See Footnote
Common Shares Disposition 2015-07-07 1,957 $33.54 43,043 No 4 S Indirect See Footnote
Common Shares Disposition 2015-07-07 43,043 $32.98 0 No 4 S Indirect See Footnote
Common Shares Acquisiton 2015-07-08 16,541 $8.88 16,541 No 4 M Indirect See Footnote
Common Shares Disposition 2015-07-08 15,741 $32.54 800 No 4 S Indirect See Footnote
Common Shares Disposition 2015-07-08 800 $33.22 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See Footnote
No 4 M Indirect See Footnote
No 4 M Indirect See Footnote
No 4 S Indirect See Footnote
No 4 M Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 M Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Options Disposition 2015-07-06 9,637 $0.00 9,637 $5.92
Common Shares Employee Stock Options Disposition 2015-07-06 2,554 $0.00 2,554 $7.21
Common Shares Employee Stock Options Disposition 2015-07-06 7,809 $0.00 7,809 $8.88
Common Shares Employee Stock Options Disposition 2015-07-07 45,000 $0.00 45,000 $8.88
Common Shares Employee Stock Options Disposition 2015-07-08 16,541 $0.00 16,541 $8.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,184 2023-07-30 No 4 M Indirect
6,423 2024-05-05 No 4 M Indirect
115,441 2023-07-30 No 4 M Indirect
70,441 2023-07-30 No 4 M Indirect
53,900 2023-07-30 No 4 M Indirect
Footnotes
  1. By OHorizons Global, of which the reporting person is Chairman and Chief Executive Officer.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.04 to $ 32.76. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.50 to $ 33.58. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.50 to $ 33.49. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.17 to $33.16. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.17 to $ 33.29. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
  9. This option vested in five equal annual installments beginning on May 5, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.