Filing Details
- Accession Number:
- 0001019056-15-000615
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2015-07-08 16:34:46
- Reporting Period:
- 2012-09-30
- Filing Date:
- 2015-07-08
- Accepted Time:
- 2015-07-08 16:34:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1045942 | Track Group Inc. | TRCK | Communications Equipment, Nec (3669) | 870543981 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559275 | Ltd Asia Sapinda | Rooms 803-4, 8Th Floor Hang Seng Bank Bldg, 200 Hennessey Rd. Wanchai, Hong Kong K3 00000 | No | No | Yes | No | |
| 1586481 | Lars Windhorst | C/O Sapinda Asia Ltd, Rms 803-4, 8Th Flr Hang Seng Wanchai Bldg, 200 Hennesy Road Wanchai K3 00000 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-26 | 31,140,625 | $0.03 | 31,140,625 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Convertible Debenture | Acquisiton | 2012-04-20 | 1,000,000 | $1,000,000.00 | 33,333,333 | $0.03 |
| Common Stock | Convertible Debenture | Acquisiton | 2012-08-31 | 500,000 | $500,000.00 | 16,666,666 | $0.03 |
| Common Stock | Convertible Debenture | Acquisiton | 2012-09-24 | 500,000 | $500,000.00 | 16,666,666 | $0.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,333,333 | 2012-10-15 | No | 5 | P | Direct | |
| 16,666,666 | 2012-10-15 | No | 5 | P | Direct | |
| 16,666,666 | 2012-10-15 | No | 5 | P | Direct |
Footnotes
- This Form 5 is filed jointly by Sapinda Asia Limited ("Sapinda Asia") and Lars Windhorst (collectively, the "Reporting Persons"). As the sole shareholder of Sapinda Asia, Mr. Windhorst may be deemed to beneficially own the Common Stock beneficially owned by Sapinda Asia. Mr. Windhorst disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
- On July 26, 2012, Sapinda Asia agreed pursuant to an Assignment of Rights to acquire from Sapinda UK Limited its rights under a Share Purchase Agreement with the Issuer to acquire 31,140,625 shares of Common Stock for $1,033,000. Closing of the issuance and sale of Common Stock by the Issuer to Sapinda Asia occurred July 27, 2012.
- Immediate.
Billionaire Hedge Funds
