Filing Details

Accession Number:
0001104659-15-050232
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-08 08:00:55
Reporting Period:
2015-07-07
Filing Date:
2015-07-08
Accepted Time:
2015-07-08 08:00:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1359931 Proteon Therapeutics Inc PRTO Biological Products, (No Disgnostic Substances) (2836) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1619811 Philip Daniel Gottlieb C/O Proteon Therapeutics
200 West Street
Waltham MA 02451
Vp Marketing & Bus Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-30 1,965 $8.84 1,965 No 5 A Direct
Common Stock Disposition 2015-07-07 1,965 $16.86 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 S Direct
Footnotes
  1. The shares were acquired under the Issuer's 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  2. These shares, acquired under the Issuer's 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c), were sold under Rule 144 and pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2015.