Filing Details

Accession Number:
0001144204-15-041417
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-07 17:24:37
Reporting Period:
2015-02-09
Filing Date:
2015-07-07
Accepted Time:
2015-07-07 17:24:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1453001 Vaccinogen Inc VGEN Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1585414 Jr G Michael Hanna 39572 North Cotton Patch Hills
Suite 406
Bethany Beach DE 19930
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-09 3,000 $3.50 282,487 No 4 S Direct
Common Stock Disposition 2015-02-10 71 $3.50 282,416 No 4 S Direct
Common Stock Disposition 2015-02-11 1,929 $3.50 280,487 No 4 S Direct
Common Stock Disposition 2015-02-19 3,400 $3.58 277,087 No 4 S Direct
Common Stock Disposition 2015-02-26 12,744 $3.62 264,343 No 4 S Direct
Common Stock Disposition 2015-02-27 2,856 $3.70 261,487 No 4 S Direct
Common Stock Disposition 2015-03-03 400 $3.70 261,087 No 4 S Direct
Common Stock Disposition 2015-03-20 4,000 $3.75 257,087 No 4 S Direct
Common Stock Disposition 2015-03-23 5,000 $3.65 252,087 No 4 S Direct
Common Stock Disposition 2015-03-27 3,000 $3.71 249,087 No 4 S Direct
Common Stock Disposition 2015-03-30 72 $3.75 249,015 No 4 S Direct
Common Stock Disposition 2015-03-31 13,928 $3.70 235,087 No 4 S Direct
Common Stock Disposition 2015-04-09 400 $4.00 234,687 No 4 S Direct
Common Stock Disposition 2015-04-10 1,000 $4.00 233,687 No 4 S Direct
Common Stock Disposition 2015-04-13 2,600 $4.00 231,087 No 4 S Direct
Common Stock Disposition 2015-04-14 100 $4.00 230,987 No 4 S Direct
Common Stock Disposition 2015-04-17 100 $4.00 230,887 No 4 S Direct
Common Stock Disposition 2015-04-21 4,900 $4.00 225,987 No 4 S Direct
Common Stock Disposition 2015-04-23 400 $4.00 225,587 No 4 S Direct
Common Stock Disposition 2015-04-30 1,000 $3.61 224,587 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,423,839 Indirect By Hanna Enterprises, LLC
Footnotes
  1. The number of shares reported in Column 5 throughout this filing reflects the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein.
  2. These shares are owned directly by Michael G. Hanna, Jr.
  3. The price reported in Column 4 is the weighted average price. These shares were sold in two transactions at prices of $3.55 and $3.60.
  4. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.58 to $3.70, inclusive. The reporting person undertakes to provide to Vaccinogen, Inc., any security holder of Vaccinogen, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
  5. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.55 to $3.80, inclusive.
  6. These shares are owned directly by Hanna Enterprises, LLC, and indirectly by Michael G. Hanna, Jr. as a member and manager of Hanna Enterprises, LLC.