Filing Details

Accession Number:
0001209191-15-059365
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-06 14:13:23
Reporting Period:
2015-07-01
Filing Date:
2015-07-06
Accepted Time:
2015-07-06 14:13:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171014 Cosi Inc COSI Retail-Eating Places (5812) 061393745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
949119 Iii I Lloyd Miller 3300 South Dixie Highway
Suite 1-365
West Palm Beach FL 33405
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-07-01 25,709 $2.02 2,763,184 No 4 S Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Disposition 2015-07-02 336,200 $1.95 2,426,984 No 4 S Indirect By Trust A-4 - Lloyd I. Miller
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust A-4 - Lloyd I. Miller
No 4 S Indirect By Trust A-4 - Lloyd I. Miller
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,287,020 Indirect By Milfam II L.P.
Common Stock 0 Indirect By Trust C - Lloyd I. Miller
Common Stock 979,179 Indirect By Milgrat (J10)
Common Stock 239,788 Direct
Common Stock 222,247 Indirect By LIMFAM LLC
Common Stock 19,953 Indirect By Trust D - Lloyd I. Miller
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
  2. On March 16, 2015, 521,739 securities held by Trust C were transferred to Milgrat (J10). On March 19, 2015, 457,440 securities held by Trust C were transferred to Milgrat (J10). Such transactions only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.