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Filing Details

Accession Number:: 0000899243-15-000222
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-07-02 20:16:24
Reporting Period:: 2015-06-30

Filing Date:: 2015-07-02
Accepted Time:: 2015-07-02 20:16:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1585583	Del Taco Restaurants Inc.	TACO	Retail-Eating Places (5812)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1586867	C. Steven Florsheim	444 North Michigan Avenue Suite 3500 Chicago IL 60611		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-06-30	1,906,219	$0.01	1,783,781	No	4	S	Indirect	See footnote
Common Stock	Acquisiton	2015-07-01	291,000	$0.00	291,000	No	4	A	Indirect	See footnote
Common Stock	Acquisiton	2015-07-01	1,524,000	$0.00	1,524,000	No	4	A	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	A	Indirect	See footnote
No	4	A	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Private Placement Warrants	Acquisiton	2015-06-30	389,623	$1.00	389,623	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,049,623	2015-07-30	2020-06-30	No	4	A	Indirect

Footnotes

The securities are held directly by Levy Acquisition Sponsor, LLC (the "Sponsor"). The Reporting Person is a manager of Levy Family Partners, LLC ("LFP"), which is the managing member of the Sponsor. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
Pro rata distribution from Levy Epic Acquisition Company, LLC to SABA Investment Partners, LLC, a member of Levy Epic Acquisition Company, LLC. Levy Epic Acquisition Company, LLC received shares in connection with the merger agreement between the Issuer and Del Taco Holdings, Inc. The transaction reported is exempt under Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.
The securities are held directly by SABA Investment Partners, LLC. The Reporting Person is an executive officer of SABA Investment Partners, LLC. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
Pro rata distribution from Levy Epic Acquisition Company II, LLC to LFP, a member of Levy Epic Acquisition Company II, LLC. Levy Epic Acquisition Company II, LLC received shares in connection with the merger agreement between the Issuer and Del Taco Holdings, Inc. The transaction reported is exempt under Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended.
The securities are held directly by LFP. The Reporting Person is a manager of LFP. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.