Filing Details

Accession Number:
0001104659-15-048891
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-30 16:37:03
Reporting Period:
2015-06-29
Filing Date:
2015-06-30
Accepted Time:
2015-06-30 16:37:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577670 Ladder Capital Corp LADR Real Estate (6500) 800925494
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1473249 Marc Fox C/O Ladder Capital Corp
345 Park Ave., 8Th Fl.
New York NY 10154
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-06-29 36,000 $0.00 104,870 No 4 C Direct
Class A Common Stock Disposition 2015-06-29 36,000 $17.66 68,870 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Units and Class B Common Stock Disposition 2015-06-29 36,000 $0.00 36,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
143,157 No 4 C Direct
Footnotes
  1. The reporting person converted 36,000 shares of Class B Common Stock and an equal number of units of Ladder Capital Finance Holdings LLLP ("LCFH") into 36,000 shares of Class A Common Stock.
  2. Holders of units of LCFH and Class B Common Stock may from time to time exchange such units paired with an equal number of shares of Class B Common Stock for shares of Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications. The units and Class B Common Stock together are convertible at the holder's election at any time, and the conversion right has no expiration date.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2015.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.96. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 4 to this Form 4.