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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2011-01-31 20:15:20
Reporting Period:
Filing Date:
Accepted Time:
2011-01-31 20:15:20
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392677 R Eric Ludwig Glu Mobile Inc.
45 Fremont Street, Suite 2800
San Francisco CA 94105
Svp, Cfo And Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-27 45,000 $0.89 45,000 No 4 M Direct
Common Stock Disposition 2011-01-27 45,000 $3.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2011-01-27 45,000 $0.00 45,000 $0.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
45,000 2009-10-31 2014-10-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 57,000 Direct
  1. The stock option exercise and the sale of the underlying option shares were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Ludwig entered into on June 7, 2010.
  2. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $3.00 to $3.01. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  3. The option vests and becomes exercisable over four years, with 25% of the shares having vested and become exercisable on October 31, 2009 and the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years.