Filing Details

Accession Number:
0001140361-15-025487
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-26 08:30:13
Reporting Period:
2015-06-25
Filing Date:
2015-06-26
Accepted Time:
2015-06-26 08:30:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1572552 Asterias Biotherapeutics Inc. AST Biological Products, (No Disgnostic Substances) (2836) 461047971
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1107158 S Natale Ricciardi 230 Constitution Drive
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Common Stock Acquisiton 2015-06-25 5,000 $4.40 5,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct