Filing Details

Accession Number:
0001062993-15-003582
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-25 19:11:05
Reporting Period:
2015-06-23
Filing Date:
2015-06-25
Accepted Time:
2015-06-25 19:11:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1117171 China Bak Battery Inc CBAK Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 880442833
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315122 Xiangqian Li Bak Industrial Park, Meigui Street
Huayuankou Economic Zone
Dalian F4 116422
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-06-23 5,164 $3.54 3,796,393 No 4 S Direct
Common Stock Disposition 2015-06-24 32,700 $3.37 3,763,693 No 4 S Direct
Common Stock Disposition 2015-06-25 2,836 $3.32 3,760,857 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.60 inclusive. The reporting person undertakes to provide to China BAK Battery, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $3.50, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $3.36, inclusive.