Filing Details

Accession Number:
0001628280-15-005075
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-25 18:12:12
Reporting Period:
2015-06-23
Filing Date:
2015-06-25
Accepted Time:
2015-06-25 18:12:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383871 Lifelock Inc. LOCK Services-Computer Processing & Data Preparation (7374) 562508977
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558604 Clarissa Cerda 60 E. Rio Salado Pkwy, Suite 400
Tempe AZ 85281
Chief Legal Strategist No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-06-23 1,920 $17.06 74,358 No 4 F Direct
Common Stock Disposition 2015-06-24 368 $17.03 73,990 No 4 F Direct
Common Stock Acquisiton 2015-06-24 5,000 $5.20 78,990 No 4 M Direct
Common Stock Disposition 2015-06-24 5,000 $17.13 73,990 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock EMPLOYEE STOCK OPTION (RIGHT TO BUY) Disposition 2015-06-24 5,000 $0.00 5,000 $5.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,000 2022-03-29 No 4 M Direct
Footnotes
  1. Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.
  2. Represents shares of common stock surrendered to the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock.
  3. The shares were sold pursuant to a 10b5-1 trading plan.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.09 to $17.20, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. 3,379 shares vest on the twenty-ninth day of each month, beginning on March 29, 2013, for a period of 14 months; and 3,378 shares vest on the twenty-ninth day of each month, beginning on May 29, 2014, for a period of 23 months.