Filing Details

Accession Number:
0000950142-15-001511
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-24 21:14:30
Reporting Period:
2015-06-22
Filing Date:
2015-06-24
Accepted Time:
2015-06-24 21:14:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1461993 Cempra Inc. CEMP Pharmaceutical Preparations (2834) 262644445
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1120478 Md A Dov Goldstein 888 7Th Avenue
12Th Floor
New York NY 10106
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-22 5,000 $0.00 5,050 No 4 M Direct
Common Stock Acquisiton 2015-06-22 15,000 $0.00 20,050 No 4 M Direct
Common Stock Acquisiton 2015-06-22 15,000 $0.00 35,050 No 4 M Direct
Common Stock Acquisiton 2015-06-22 15,000 $0.00 50,050 No 4 M Direct
Common Stock Disposition 2015-06-22 50,000 $35.74 50 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2015-06-22 5,000 $0.00 5,000 $23.51
Common Stock Stock Option Disposition 2015-06-22 15,000 $0.00 15,000 $13.10
Common Stock Stock Option Disposition 2015-06-22 15,000 $0.00 15,000 $6.79
Common Stock Stock Option Disposition 2015-06-22 15,000 $0.00 15,000 $7.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2024-12-31 No 4 M Direct
0 2015-01-01 2024-01-07 No 4 M Direct
0 2014-01-01 2023-02-03 No 4 M Direct
0 2013-01-01 2022-03-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,193,110 Indirect By Aisling Capital II, LP
Footnotes
  1. Sold pursuant to 10b5-1 Plan.
  2. The reportable securities are owned directly by Aisling Capital II, LP ("Aisling"), and held indirectly by Aisling Capital Partners, LP ("Aisling GP"), as general partner of Aisling, and Aisling Capital Partners, LLC, as general partner of Aisling GP. Dr. Goldstein is a member of the investment committee of Aisling. Dr. Goldstein disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
  3. Exercised pursuant to 10b5-1 Plan.
  4. The option vests on the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning January 1, 2015.
  5. These stock options are held by Dr. Goldstein for the benefit of Aisling Capital LLC. Dr. Goldstein disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.