Filing Details

Accession Number:
0001225208-15-014215
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-23 17:03:22
Reporting Period:
2015-06-19
Filing Date:
2015-06-23
Accepted Time:
2015-06-23 17:03:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BF'B Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197232 Jr S James Welch 850 Dixie Highway
Louisville KY 40210
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2015-06-19 13,492 $34.95 38,494 No 4 M Direct
Class B Common Disposition 2015-06-19 4,478 $101.06 34,016 No 4 S Direct
Class B Common Disposition 2015-06-19 9,014 $101.60 25,002 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Appreciation Right Disposition 2015-06-19 13,492 $0.00 13,492 $34.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-05-01 2016-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 44,505 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Stock Appreciation Right $33.76 2010-05-01 2017-04-30 23,938 23,938 Direct
Class B Common Stock Appreciation Right $35.51 2011-05-01 2018-04-30 21,971 21,971 Direct
Class B Common Stock Appreciation Right $43.10 2012-05-01 2019-04-30 31,498 31,498 Direct
Class B Common Stock Appreciation Right $38.43 2013-05-01 2020-04-30 31,470 31,470 Direct
Class B Common Stock Appreciation Right $46.40 2014-05-01 2021-04-30 22,345 22,345 Direct
Class B Common Stock Appreciation Right $58.70 2015-05-01 2022-04-30 20,186 20,186 Direct
Class B Common Stock Appreciation Right $72.42 2016-05-01 2023-04-30 14,758 14,758 Direct
Class B Common Stock Appreciation Right $91.97 2017-05-01 2024-04-30 13,349 13,349 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-04-30 23,938 23,938 Direct
2018-04-30 21,971 21,971 Direct
2019-04-30 31,498 31,498 Direct
2020-04-30 31,470 31,470 Direct
2021-04-30 22,345 22,345 Direct
2022-04-30 20,186 20,186 Direct
2023-04-30 14,758 14,758 Direct
2024-04-30 13,349 13,349 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.05 to $101.10, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The closing price of BF-B ($101.60) on June 18, 2015 was used to calculate the withholding obligation.