Filing Details
- Accession Number:
- 0001250617-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-31 17:55:28
- Reporting Period:
- 2011-01-27
- Filing Date:
- 2011-01-31
- Accepted Time:
- 2011-01-31 17:55:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 92769 | Spectrum Control Inc | SPEC | Electronic Components, Nec (3679) | 251196447 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209852 | A Gerald Ryan | 639 Golfshore Blvd., N. Naples FL 34102 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-01-27 | 2,380 | $13.45 | 14,192 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-01-27 | 4,994 | $13.25 | 38,006 | No | 4 | S | Indirect | held by IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | held by IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,500 | Indirect | Trustee of Ryan Children's Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | $8.38 | 2013-04-10 | 12,000 | 12,000 | Direct | |
| Common Stock | Options | $6.43 | 2014-04-09 | 12,000 | 12,000 | Direct | |
| Common Stock | Options | $13.91 | 2015-04-15 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-04-10 | 12,000 | 12,000 | Direct |
| 2014-04-09 | 12,000 | 12,000 | Direct |
| 2015-04-15 | 6,000 | 6,000 | Direct |
Footnotes
- 1/3rd of the options are currently exercisable, 1/3rd are exercisable 4/10/2011 and the remaining 1/3rd are exercisable on 4/10/2012.
- 1/3rd of the options are exercisable 4/9/2011, 1/3rd are exercisable 4/9/2012 and the remaining 1/3rd are exercisable on 4/9/2013.
- 1/3rd of the options are exercisable 4/15/2012, 1/3rd are exercisable 4/15/2013 and the remaining 1/3rd are exercisable on 4/15/2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.26 to $13.4425, inclusive. The reporting person undertakes to provide to Spectrum Control, Inc., any security holder of Spectrum Control, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Billionaire Hedge Funds
