Filing Details

Accession Number:
0000714310-15-000121
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-22 09:26:16
Reporting Period:
2015-06-19
Filing Date:
2015-06-22
Accepted Time:
2015-06-22 09:26:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
714310 Valley National Bancorp VLY National Commercial Banks (6021) 222477875
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1169958 H Gerald Lipkin 1455 Valley Road
Wayne NJ 07470-
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Preferred Stock (Roth Ira) Acquisiton 2015-06-19 1,200 $25.00 1,200 No 4 P Direct
Preferred Stock (Roth Ira With Spouse) Acquisiton 2015-06-19 2,750 $25.00 2,750 No 4 P Indirect Wife
Preferred Stock Acquisiton 2015-06-19 2,000 $25.00 2,000 No 4 P Indirect Wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Wife
No 4 P Indirect Wife
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 324,760 Indirect Wife
Common Stock 499,368 Direct
Common Stock (401K Plan) 51 Direct
Common Stock 6,946 Indirect Spouse - Roth IRA
Common Stock (Roth Ira) 68,889 Direct
Common Stock (With Spouse) 154 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option/NQ $11.91 2011-11-15 2020-11-15 44,016 44,016 Direct
Common Stock Stock Options $17.23 2007-02-15 2016-02-15 35,178 35,178 Direct
Common Stock Stock Options $18.10 2005-02-26 2014-02-26 31,026 31,026 Direct
Common Stock Stock Options $19.36 2008-02-13 2017-02-13 46,904 46,904 Direct
Common Stock Stock Options $14.65 2009-02-12 2018-02-12 44,671 44,671 Direct
Common Stock Stock Options $18.13 2006-02-08 2015-02-08 29,551 29,551 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-11-15 44,016 44,016 Direct
2016-02-15 35,178 35,178 Direct
2014-02-26 31,026 31,026 Direct
2017-02-13 46,904 46,904 Direct
2018-02-12 44,671 44,671 Direct
2015-02-08 29,551 29,551 Direct
Footnotes
  1. Purchase of Valley National Bancorp Series A Non-Cumulative Perpetual Preferred Stock in connection with Valley's public offering.
  2. Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.