Filing Details

Accession Number:
0000904454-15-000414
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-19 18:23:34
Reporting Period:
2015-06-18
Filing Date:
2015-06-19
Accepted Time:
2015-06-19 18:23:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1457612 Genocea Biosciences Inc. GNCA Biological Products, (No Disgnostic Substances) (2836) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1439586 Polaris Venture Partners Special Founders' Fund V, L.p. C/O Polaris Venture Partners
1000 Winter Street Suite 3350
Waltham MA 02451
No No Yes No
1439587 Polaris Venture Partners Entrepreneurs' Fund V, L.p. C/O Polaris Venture Partners
1000 Winter Street Suite 3350
Waltham MA 02451
No No Yes No
1439588 Polaris Venture Partners Founders' Fund V, L.p. C/O Polaris Venture Partners
1000 Winter Street Suite 3350
Waltham MA 02451
No No Yes No
1439589 Polaris Venture Management Co. V, L.l.c. C/O Polaris Venture Partners
1000 Winter Street Suite 3350
Waltham MA 02451
No No Yes No
1439590 Polaris Venture Partners V, L.p. C/O Polaris Venture Partners
1000 Winter Street Suite 3350
Waltham MA 02451
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-06-18 29,004 $13.04 1,969,606 No 4 S Indirect By the Polaris Funds
Common Stock Disposition 2015-06-19 1,000 $13.00 1,968,606 No 4 S Indirect By the Polaris Funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By the Polaris Funds
No 4 S Indirect By the Polaris Funds
Footnotes
  1. Consists of 27,987 shares sold by Polaris Venture Partners V, LP ("PVP-V"); 545 shares sold by Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVP-E"); 192 shares sold by Polaris Venture Partners Founders' Fund V, L.P. ("PVP-F"); and 280 shares sold by Polaris Venture Partners Special Founders' Fund V, L.P. ("PVP-S"). PVP-V, PVP-E, PVP-F and PVP-S may be referred to herein collectively as the "Polaris Funds"
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.42. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Consists of 1,900,542 shares directly beneficially owned by PVP-V; 37,038 shares directly beneficially owned by PVP-E; 13,019 shares directly beneficially owned by PVP-F; and 19,007 shares directly beneficially owned by PVP-S.
  4. Jonathan Flint and Terrance McGuire, managing members of Polaris Venture Management Co. V, L.L.C., exercise voting and investment power with respect to Polaris Venture Management Co. V, L.L.C. As members of the general partner and North Star Venture Management 2000, LLC, the Polaris Management Members may be deemed to share voting and investment powers for the shares held by the Polaris Funds. The Polaris Management Members disclaim beneficial ownership of all such shares held by the funds and this report shall not be deemed an admission of beneficial ownership of such shares for the purposes of Section 16 or for any other purpose, except to the extent of their proportionate pecuniary interests therein. Kevin Bitterman, a director of the Issuer, has an assignee interest in Polaris Venture Management Co. V, L.L.C. To the extent that he is deemed to share voting and investment powers with respect to the shares held by the Polaris Funds, Dr. Bitterman disclaims (cont.)
  5. Consists of 964 shares sold by PVP-V; 19 shares sold by PVP-E; 7 shares sold by PVP-F; and 10 shares sold by PVP-S.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.10. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  7. Consists of 1,899,578 shares directly beneficially owned by PVP-V; 37,019 shares directly beneficially owned by PVP-E; 13,012 shares directly beneficially owned by PVP-F; and 18,997 shares directly beneficially owned by PVP-S.