Filing Details
- Accession Number:
- 0001562180-15-000495
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-18 16:04:11
- Reporting Period:
- 2015-06-17
- Filing Date:
- 2015-06-18
- Accepted Time:
- 2015-06-18 16:04:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1250515 | W Kirk Walters | Peoples United Bank 850 Main Street Bridgeport CT 01803-4238 | Sr Ex Vp & Chief Fin'l Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-17 | 383,982 | $12.30 | 443,109 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-17 | 353,982 | $16.08 | 89,127 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-17 | 30,000 | $16.10 | 59,127 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2015-06-17 | 353,982 | $0.00 | 353,982 | $12.30 |
| Common Stock | Employee Option to Buy | Disposition | 2015-06-17 | 30,000 | $0.00 | 30,000 | $12.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-03-17 | No | 4 | M | Direct | |
| 50,000 | 2021-03-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 241,949 | Indirect | By Gus & Bonnie, LLC |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $15.98 to $16.14. The reported price reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, Peoples United Financial, Inc. or a shareholder of Peoples United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $15.99 to $16.17. The reported price reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, Peoples United Financial, Inc. or a shareholder of Peoples United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Includes 6,895 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 75 shares acquired through dividend reinvestment) and 1,374 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 15 shares acquired through dividend reinvestment). Information is based on 3/31/15 Plan statements.
- Exercisable in annual increments on 3/17/12 (33 1/3%); 3/17/13 (33 1/3%); and 3/17/14 (33 1/3%).
- Exercisable in annual increments on 3/1/13 (50%); 3/1/14 (25%); and 3/1/15 (25%).
Billionaire Hedge Funds
