Filing Details
- Accession Number:
- 0000950103-11-000365
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-31 16:54:24
- Reporting Period:
- 2011-01-27
- Filing Date:
- 2011-01-31
- Accepted Time:
- 2011-01-31 16:54:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1275014 | Ultra Clean Holdings Inc | UCTT | Semiconductors & Related Devices (3674) | 611430858 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283710 | L Clarence Granger | Ultra Clean Holdings Inc. 26462 Corporate Ave Heyward CA 94545 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-27 | 36,677 | $6.55 | 373,072 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 36,677 | $13.10 | 336,395 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-27 | 23,546 | $1.11 | 359,941 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 23,546 | $13.10 | 336,395 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-27 | 23,546 | $0.00 | 23,546 | $1.11 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-27 | 36,677 | $0.00 | 36,677 | $6.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 120,834 | 2010-02-27 | 2019-02-17 | No | 4 | M | Direct |
| 363,323 | 2006-05-09 | 2015-05-09 | No | 4 | M | Direct |
Footnotes
- Sale of shares pursuant to Rule 10b5-1 Plan adopted September 1, 2010.
- The option becomes exercisable over 4 years from the date of grant, with 25% becoming exercisable after the first year and monthly thereafter.
Billionaire Hedge Funds
