Filing Details

Accession Number:
0001209191-15-054259
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-17 17:17:53
Reporting Period:
2015-06-16
Filing Date:
2015-06-17
Accepted Time:
2015-06-17 17:17:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1449278 Tubemogul Inc TUBE Services-Prepackaged Software (7372) 510633881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1078748 B William Elmore C/O Foundation Capital
250 Middlefield Road
Menlo Park CA 94025
No No Yes No
1205496 G Paul Koontz C/O Foundation Capital
250 Middlefield Road
Menlo Park CA 94025
No No Yes No
1205498 N Michael Schuh C/O Foundation Capital
250 Middlefield Road
Menlo Park CA 94025
No No Yes No
1205501 R Paul Holland C/O Foundation Capital
250 Middlefield Road
Menlo Park CA 94025
No No Yes No
1399347 M Warren Weiss C/O Foundation Capital
250 Middlefield Road
Menlo Park CA 94025
No No Yes No
1452009 Charles Moldow C/O Foundation Capital
250 Middlefield Road
Menlo Park CA 94025
No No Yes No
1452061 Richard Redelfs C/O Foundation Capital
250 Middlefield Road
Menlo Park CA 94025
No No Yes No
1567929 Steven Vassallo C/O Foundation Capital
250 Middlefield Road
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-06-16 390,000 $14.92 7,408,097 No 4 S Indirect Foundation Capital VI, L.P.
Common Stock Disposition 2015-06-16 4,400 $14.92 82,732 No 4 S Indirect Foundation Capital VI Principals Fund, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Foundation Capital VI, L.P.
No 4 S Indirect Foundation Capital VI Principals Fund, LLC
Footnotes
  1. Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B.Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Richard A. Redelfs, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.