Filing Details

Accession Number:
0001088825-15-000137
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-17 16:01:20
Reporting Period:
2015-06-15
Filing Date:
2015-06-17
Accepted Time:
2015-06-17 16:01:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1088825 Tivo Inc TIVO Cable & Other Pay Television Services (4841) 770463167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1264973 S Thomas Rogers 2160 Gold Street
Alviso CA 95002
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-15 37,455 $6.52 2,088,244 No 4 M Direct
Common Stock Disposition 2015-06-15 37,455 $10.66 2,050,789 No 4 S Direct
Common Stock Acquisiton 2015-06-15 50,000 $6.52 2,100,789 No 4 M Direct
Common Stock Disposition 2015-06-15 30,525 $10.68 2,070,264 No 4 D Direct
Common Stock Disposition 2015-06-15 10,083 $10.68 2,060,181 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-06-15 37,455 $6.52 37,455 $6.52
Common Stock Stock Appreciation Rights Disposition 2015-06-15 50,000 $6.52 50,000 $6.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,454 2005-08-01 2015-07-01 No 4 M Direct
50,000 2005-08-01 2015-07-01 No 4 M Direct
Footnotes
  1. These shares were sold under a 10b5-1 plan that the reporting person most recently amended on January 15, 2015 and includes only those stock options and stock appreciation rights with an expiration date of 7/1/2015.
  2. Weighted Average Sales Price - Actual sale prices range from $10.55 - $10.745. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.
  3. The cost of the 50,000 shares was $326,000 equal to 30,525 shares of TiVo stock, with a remainder of 19,475 shares of which 10,083 were withheld for taxes.
  4. These shares have been surrendered to the Company to pay taxes applicable to the exercising of Stock Appreciation Rights.