Filing Details
- Accession Number:
- 0000939057-15-000321
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-17 15:25:48
- Reporting Period:
- 2015-06-16
- Filing Date:
- 2015-06-17
- Accepted Time:
- 2015-06-17 15:25:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1010470 | Provident Financial Holdings Inc | PROV | Savings Institution, Federally Chartered (6035) | 330704889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180048 | Joseph Barr | 3756 Central Avenue Riverside CA 92506 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Disposition | 2015-06-16 | 2,705 | $17.95 | 9,013 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2015-06-17 | 9,000 | $7.03 | 18,013 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2015-06-17 | 10,000 | $7.43 | 28,013 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2015-06-17 | 16,295 | $17.82 | 11,718 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2015-06-17 | 9,000 | $0.00 | 9,000 | $7.03 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2015-06-17 | 10,000 | $0.00 | 10,000 | $7.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 53,300 | 2011-08-07 | 2018-08-07 | No | 4 | M | Direct |
| 43,300 | 2013-06-20 | 2021-06-20 | No | 4 | M | Direct |
Footnotes
- Includes (a) 3,000 options granted under the Provident 2003 Stock Option Plan; (b) 10,300 options granted under the Provident 2006 Equity Incentive Plan; (c) 10,000 options granted under the Provident 2010 Equity Incentive Plan; and 20,000 options granted under the Provident 2013 Equity Incentive Plan.
Billionaire Hedge Funds
