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Home > Insider Trading > Filing (0001140361-15-024494)

Filing Details

Accession Number:: 0001140361-15-024494
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-06-17 08:33:02
Reporting Period:: 2015-06-15

Filing Date:: 2015-06-17
Accepted Time:: 2015-06-17 08:33:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1272550	Root9B Technologies Inc.	RTNB	Services-Management Consulting Services (8742)	200443575

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1522151	Cary Sucoff	4521 Sharon Road Suite 300 Charlotte NC 28211		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $.001	Acquisiton	2015-06-15	70,847	$0.77	189,809	No	4	M	Direct
Common Stock, Par Value $.001	Disposition	2015-06-15	49,593	$1.87	0	No	4	F	Direct
Common Stock, Par Value $.001	Acquisiton	2015-06-16	10,000	$1.70	199,809	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $.001	warrant, right to purchase	Disposition	2015-06-15	120,440	$0.00	120,440	$0.77

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-06-24	2015-06-24	No	4	M	Direct

Footnotes

Warrants exercised prior to expiration via a cashless option
Reflects 49,593 shares withheld by the issuer at the market price of $1.87 less the exercise price of $0.77 per share to fund the cashless exercise of the warrants