Filing Details

Accession Number:
0001127602-15-020835
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-16 21:45:51
Reporting Period:
2015-06-12
Filing Date:
2015-06-16
Accepted Time:
2015-06-16 21:45:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
75829 Pall Corp PLL General Industrial Machinery & Equipment, Nec (3569) 111541330
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492024 Yves Baratelli C/O Pall Corporation,
25 Harbor Park Drive
Port Washington NY 11050
Group Vp, Pres. Life Sciences No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-12 9,505 $64.80 42,610 No 4 M Direct
Common Stock Disposition 2015-06-12 9,505 $124.64 33,105 No 4 S Direct
Common Stock Acquisiton 2015-06-12 4,984 $82.47 38,089 No 4 M Direct
Common Stock Disposition 2015-06-12 4,984 $124.64 33,105 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-06-12 9,505 $0.00 9,505 $64.80
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-06-12 4,984 $0.00 4,984 $82.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,506 2020-01-15 No 4 M Direct
9,969 2021-12-10 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $124.60 - $124.68. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation full information regarding the numbers of shares and prices at which the transaction was affected.
  2. This transaction was executed in multiple trades at prices ranging from $124.62 - $124.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transactions were effected.
  3. In prior filings, the total number of shares held by the reporting person was incorrectly reported due to an administrative error, resulting in under-reporting of the amount of securities beneficially owned by the reporting person as reported in Column 5 of Table I of Form 4. This Form 4 reflects the correct number of shares held.
  4. Date shown is grant date. Options vested ratably over four years commencing on the first anniversary of grant date provided the reporting person satisfied certain service conditions.
  5. Only represents the derivative securities in this class.
  6. Date shown is grant date. Options vest ratably over three years commencing on the first anniversary of the grant date provided the reporting person satisfies certain service conditions.