Filing Details

Accession Number:
0001140361-15-024378
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-16 12:54:03
Reporting Period:
2015-06-12
Filing Date:
2015-06-16
Accepted Time:
2015-06-16 12:54:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1275283 Reynolds American Inc RAI Cigarettes (2111) 200546644
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1303209 Brown & Williamson Holdings, Inc. 103 Foulk Road, Suite 117
Wilmington DE 19803
No No Yes No
1303523 P.l.c. Tobacco American British Globe House
4 Temple Place
London X0 WC2R 2PG
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-12 77,680,259 $60.16 301,014,278 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
Footnotes
  1. This Form 4 is being filed jointly by British American Tobacco p.l.c. ("BAT") and Brown & Williamson Holdings, Inc. ("B&W") with regard to their beneficial ownership of certain shares of common stock, par value $0.0001 per share, of Reynolds American Inc. (the "Issuer"). B&W is a wholly owned subsidiary of BATUS Holdings Inc., which is a wholly owned subsidiary of Louisville Securities Limited ("Louisville"). Louisville is a wholly owned subsidiary of British-American Tobacco (Holdings) Limited, which is a wholly owned subsidiary of B.A.T. Industries p.l.c., which is a wholly owned subsidiary of Weston (2009) Limited, which is a wholly owned subsidiary of British American Tobacco (2009) Limited, which is a wholly owned subsidiary of British American Tobacco (1998) Limited, which is a wholly owned subsidiary of BAT.
  2. Louisville is the record and direct beneficial owner of 77,680,259 shares of common stock of the Issuer (the "Louisville owned shares"), which it acquired on June 12, 2015. B&W is the record and direct beneficial owner of 223,334,019 shares of common stock of the Issuer (the "B&W owned shares" and, together with the Louisville owned shares, the "Shares"). BAT and B&W last filed a Form 4 in relation to their beneficial ownership of the B&W owned shares with the Securities and Exchange Commission (the "SEC") on May 29, 2014. Louisville intends to file a Form 3 with the SEC in relation to its direct beneficial ownership of the Louisville owned shares.
  3. Louisville and BATUS Holdings Inc. may be considered to be indirect beneficial owners of the B&W owned shares by virtue of their direct and indirect ownership respectively of all of the equity and voting power of B&W. British-American Tobacco (Holdings) Limited, B.A.T. Industries p.l.c., Weston (2009) Limited, British American Tobacco (2009) Limited, British American Tobacco (1998) Limited and BAT may be considered to be indirect beneficial owners of the Shares by virtue of their direct and indirect ownership of all of the equity and voting power of Louisville and B&W.