Filing Details
- Accession Number:
- 0001209191-15-052530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-11 21:00:29
- Reporting Period:
- 2015-06-09
- Filing Date:
- 2015-06-11
- Accepted Time:
- 2015-06-11 21:00:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1528849 | Restoration Hardware Holdings Inc | RH | Retail-Furniture Stores (5712) | 453052669 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362494 | J Kenneth Dunaj | C/O Restoration Hardware Holdings, Inc. 15 Koch Road, Suite K Corte Madera CA 94925 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-09 | 5,000 | $61.30 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-09 | 4,050 | $92.82 | 950 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-09 | 950 | $93.77 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-06-10 | 25,000 | $61.30 | 25,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-10 | 25,000 | $95.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2015-06-09 | 5,000 | $0.00 | 5,000 | $61.30 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2015-06-10 | 25,000 | $0.00 | 25,000 | $61.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 145,000 | 2024-05-07 | No | 4 | M | Direct | |
| 120,000 | 2024-05-07 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a Rule 10b5-1 plan.
- These shares of common stock were issued upon exercise of stock options granted to the reporting person on May 8, 2014.
- This transaction was executed in multiple trades ranging from $92.35 to $93.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- This transaction was executed in multiple trades ranging from $93.61 to $93.93. The price reported above reflects the weighted average sale price.
- This stock option award vests and becomes exercisable with respect to 20% of the options annually on the anniversary of the grant date, and will become fully vested on May 8, 2019, subject to continuous service.
Billionaire Hedge Funds
