Filing Details

Accession Number:
0001144204-15-036789
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-11 17:47:32
Reporting Period:
2015-06-02
Filing Date:
2015-06-11
Accepted Time:
2015-06-11 17:47:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
897802 Special Opportunities Fund Inc. SPE (0) 133702911
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472352 H Ben Harris C/O Special Opportunities Fund, Inc.
915 East Michigan Street
Milwaukee WI 53202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-02 1,000 $15.50 4,557 No 4 P Direct
Common Stock Acquisiton 2015-06-03 2,200 $15.54 6,757 No 4 P Direct
Common Stock Disposition 2015-06-08 6,201 $15.54 0 No 4 S Indirect By NHI II, LLC
Common Stock Acquisiton 2015-06-08 6,201 $15.54 6,201 No 4 P Indirect By HHI II, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 S Indirect By NHI II, LLC
No 4 P Indirect By HHI II, LLC
Footnotes
  1. In 2014, the Reporting Person received 769 shares of common stock in exchange for 207 shares of preferred stock which he held.
  2. Under the Issuer's Dividend Reinvestment Plan, the Reporting Person reinvested cash dividends in common stock. The dividends were not previously reported on a Form 4
  3. Under the Issuer's Dividend Reinvestment Plan, NHI II, LLC reinvested cash dividends in common stock. The dividends were not previously reported on a Form 4; the dividend amount was 1,201 shares.