Filing Details

Accession Number:
0000950142-15-001415
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-10 21:18:54
Reporting Period:
2015-06-08
Filing Date:
2015-06-10
Accepted Time:
2015-06-10 21:18:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569391 Kcg Holdings Inc. KCG Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187382 Gapstar Llc C/O General Atlantic Service Company,Llc
55 East 52Nd Street, 32Nd Floor
New York NY 10055
No No Yes Yes
1356474 Gap Coinvestments Cda, L.p. C/O General Atlantic Service Company,Llc
55 East 52Nd Street, 32Nd Floor
New York NY 10055
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2015-06-08 11,325 $14.00 27,625 No 4 S Indirect Owned by GA-GTCO Interholdco, LLC
Class A Common Stock, Par Value $0.01 Per Share Disposition 2015-06-08 95,151 $14.00 232,098 No 4 S Indirect Owned by GA-GTCO Interholdco, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Owned by GA-GTCO Interholdco, LLC
No 4 S Indirect Owned by GA-GTCO Interholdco, LLC
Footnotes
  1. Represents shares tendered by GAP Coinvestments CDA, L.P., a Delaware limited partnership, and accepted for purchase by KCG Holdings, Inc. ("KCG") in the tender offer commenced by KCG on May 4, 2015 (the final results of which were announced by KCG on June 9, 2015). See Notes 3-7 for more information.
  2. Represents shares tendered by GapStar, LLC, a Delaware limited liability company, and accepted for purchase by KCG Holdings, Inc. ("KCG") in the tender offer commenced by KCG on May 4, 2015 (the final results of which were announced by KCG on June 9, 2015). See Notes 3-7 for more information.
  3. GA-GTCO Interholdco, a Delaware limited liability company ("GA-GTCO Interholdco"), is the direct record holder of 20,209,027 shares of the issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock").
  4. General Atlantic Partners 83, L.P., a Delaware limited partnership ("GAP 83"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 5,907,975 shares of Class A Common Stock held by GA-GTCO Interholdco; General Atlantic Partners 93, L.P., a Delaware limited partnership ("GAP 93"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 2,950,493 shares of Class A Common Stock held by GA-GTCO Interholdco; GA-GTCO US AIV, L.P., a Delaware limited partnership ("GA US AIV"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 3,231,037 shares of Class A Common Stock held by GA-GTCO Interholdco; GA-GTCO AIV, L.P., a Delaware limited partnership ("GA AIV"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 1,883,976 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 5)
  5. (cont'd from footnote 4) GAP-W, LLC, a Delaware limited liability company ("GAP-W"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 4,185,409 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 1,445,841 shares of Common Stock held by GA-GTCO Interholdco; GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 344,573 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 27,625 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 6)
  6. (cont'd from footnote 5) and GapStar, LLC, a Delaware limited liability company ("GapStar" and, together with GAP 83, GAP 93, GA US AIV, GA AIV, GAP-W, GAPCO III, GAPCO IV and GAPCO CDA, the "GA Funds"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 232,098 shares of Class A Common Stock held by GA-GTCO Interholdco.
  7. The general partner of GAP 83, GAP 93, GAP US AIV and GAP AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Class A Common Stock and Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 8)
  8. (cont'd from footnote 7) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein.