Filing Details

Accession Number:
0001209191-15-052040
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-10 18:58:49
Reporting Period:
2015-06-08
Filing Date:
2015-06-10
Accepted Time:
2015-06-10 18:58:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569391 Kcg Holdings Inc. KCG Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580561 Stephen Schuler Kcg Holdings, Inc.
545 Washington Boulevard
Jersey City NJ 07310
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2015-06-08 1,336,476 $14.00 3,260,009 No 4 S Indirect See Footnote
Class A Common Stock, Par Value $0.01 Per Share Disposition 2015-06-08 2,099 $14.00 12,079 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 5,975 Direct
Footnotes
  1. Represents shares tendered by Serenity Investments, LLC, a limited liability company organized under the laws of the state of Alaska ("Serenity") and accepted for purchase by KCG Holdings, Inc. ("KCG") in the tender offer (the "Tender Offer") commenced by KCG on May 4, 2015 (the final results of which were announced by KCG on June 9, 2015). See Note 2 for more information.
  2. The reported securities are held by Serenity. The reporting person and his wife separately hold equity interests in Serenity that together represent a controlling interest in Serenity. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  3. Represents shares tendered by the reporting person and accepted for purchase by KCG in the Tender Offer.