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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-06-10 18:08:18
Reporting Period:
Filing Date:
Accepted Time:
2015-06-10 18:08:18
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1094831 Bgc Partners Inc. BGCP Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 134063515
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479226 T Stephen Curwood C/o Bgc Partners, Inc.
499 Park Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2015-06-08 4,000 $9.16 20,016 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. Includes 9,047 shares of Class A Common Stock represented by 9,047 restricted stock units ("RSUs") granted under the PGC Partners, Inc. (the "Company") Long Term Inventive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 9,047 RSUs, (i) 3,571 shares were granted on June 3, 2014, all of which will vest on June 3, 2016; and (ii) 5,476 RSUs granted on June 2, 2015, of which 2,738 RSUs will vest on June 2, 2016 and 2,738 RSUs will vest on June 2, 2017, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.