Filing Details

Accession Number:
0001441634-15-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-09 20:16:08
Reporting Period:
2015-06-05
Filing Date:
2015-06-09
Accepted Time:
2015-06-09 20:16:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441634 Avago Technologies Ltd AVGO Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469468 Bryan Ingram C/O Avago Technologies Us Inc.
1320 Ridder Park Drive
San Jose CA 95131
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2015-06-05 6,667 $35.45 136,915 No 4 M Direct
Ordinary Shares Acquisiton 2015-06-05 8,000 $62.02 144,915 No 4 M Direct
Ordinary Shares Acquisiton 2015-06-05 25,000 $32.39 169,915 No 4 M Direct
Ordinary Shares Disposition 2015-06-05 3,942 $139.95 165,973 No 4 S Direct
Ordinary Shares Disposition 2015-06-05 11,314 $141.34 154,659 No 4 S Direct
Ordinary Shares Disposition 2015-06-05 8,467 $142.15 146,192 No 4 S Direct
Ordinary Shares Disposition 2015-06-05 21,700 $143.36 124,492 No 4 S Direct
Ordinary Shares Disposition 2015-06-05 3,000 $143.85 121,492 No 4 S Direct
Ordinary Shares Disposition 2015-06-09 55 $139.38 121,437 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (Right to Buy) Disposition 2015-06-05 6,667 $0.00 6,667 $35.45
Ordinary Shares Stock Option (Right to Buy) Disposition 2015-06-05 8,000 $0.00 8,000 $62.02
Ordinary Shares Stock Option (Right to Buy) Disposition 2015-06-05 25,000 $0.00 25,000 $32.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
53,333 2020-03-11 No 4 M Direct
232,000 2021-03-10 No 4 M Direct
50,000 2018-03-07 No 4 M Direct
Footnotes
  1. Transactions made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. Includes 104,333 Restricted Share Units.
  3. Transaction executed in multiple trades at prices ranging from $139.56 to $140.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  4. Transaction executed in multiple trades at prices ranging from $140.73 to $141.72 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  5. Transaction executed in multiple trades at prices ranging from $141.73 to $142.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  6. Transaction executed in multiple trades at prices ranging from $142.81 to $143.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  7. Transaction executed in multiple trades at prices ranging from $143.81 to $143.95 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  8. Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant. The exercisability requirements for the Option have been met.
  9. The option is fully vested and exercisable.