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Filing Details

Accession Number:
0001209191-15-051461
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-09 16:51:34
Reporting Period:
2015-06-05
Filing Date:
2015-06-09
Accepted Time:
2015-06-09 16:51:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305294 Qlik Technologies Inc QLIK Services-Prepackaged Software (7372) 201643718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475901 Diane Adams C/o Qlik Technologies Inc.,
150 N. Radnor Chester Road
Radnor PA 19087
Chief People Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-06 4,150 $0.00 20,802 No 4 M Direct
Common Stock Disposition 2015-06-08 2,037 $36.35 18,765 No 4 S Direct
Common Stock Disposition 2015-06-08 8,348 $36.65 10,417 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2015-06-05 31,100 $0.00 31,100 $37.32
Common Stock Restricted Stock Unit Acquisiton 2015-06-05 13,400 $0.00 13,400 $0.00
Common Stock Restricted Stock Unit Disposition 2015-06-06 4,150 $0.00 4,150 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,100 2025-06-05 No 4 A Direct
13,400 No 4 A Direct
12,450 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
  2. Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the vesting of RSUs described in this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.35 to $36.3625, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.65 to $36.67, inclusive.
  5. Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 5, 2016 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
  6. The RSUs vest in four equal annual installments beginning June 5, 2016, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
  7. Not applicable.
  8. The RSUs vest in four equal annual installments beginning June 6, 2015, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.