Filing Details

Accession Number:
0001437749-15-011940
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-08 14:52:13
Reporting Period:
2015-06-05
Filing Date:
2015-06-08
Accepted Time:
2015-06-08 14:52:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
861842 Cathay General Bancorp CATY State Commercial Banks (6022) 954274680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1301191 R Kim Bingham 777 North Broadway
Los Angeles CA 90012
Evp - Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-05 35,000 $23.37 47,614 No 4 M Direct
Common Stock Disposition 2015-06-05 35,000 $31.73 12,614 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2015-06-05 35,000 $0.00 35,000 $23.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-02-21 2018-02-21 No 4 M Direct
Footnotes
  1. The option is fully exercisable.