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Filing Details

Accession Number:: 0001489096-15-000048
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-06-05 17:32:27
Reporting Period:: 2014-07-31

Filing Date:: 2015-06-05
Accepted Time:: 2015-06-05 17:32:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1489096	Thermon Group Holdings Inc.	THR	Electrical Industrial Apparatus (3620)	272228185

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1519535	Rene Johannes Salm Der Van	100 Thermon Drive San Marcos TX 78666	Svp - Operations	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-08-01	11,264	$0.00	176,877	No	4	M	Direct
Common Stock	Acquisiton	2015-05-20	1,629	$23.20	175,248	No	4	F	Direct
Common Stock	Disposition	2015-03-05	9,000	$24.58	166,248	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2014-07-31	4,444	$0.00	4,444	$0.00
Common Stock	Performance Units	Acquisiton	2014-07-31	8,480	$0.00	8,480	$0.00
Common Stock	Restricted Stock Units	Disposition	2014-08-01	2,696	$0.00	2,696	$0.00
Common Stock	Restricted Stock Units	Disposition	2014-08-02	2,711	$0.00	2,711	$0.00
Common Stock	Performance Units	Disposition	2015-05-20	2,711	$0.00	2,711	$0.00
Common Stock	Performance Units	Disposition	2015-05-20	2,696	$0.00	3,146	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,444	No	4	A	Direct
8,480	No	4	A	Direct
5,393	No	4	M	Direct
2,711	No	4	M	Direct
2,711	No	4	M	Direct
2,697	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (Right to Buy)	$12.00	2012-05-04	2021-05-04	5,000	5,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-05-04	5,000	5,000	Direct

Footnotes

On July 31, 2014, the reporting person was granted a restricted stock unit award that vests in equal annual installments on July 31, 2015, 2016 and 2017.
On July 31, 2014, the reporting person was granted 8,480 performance units which will vest on March 31, 2017. The underlying shares will only be earned if and to the extent that the Issuer achieves certain predetermined total shareholder return goals for the performance period beginning July 31, 2014 through March 31, 2017. No shares will be earned or issued in settlement of the award until the full performance period has elapsed. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to a performance index and ranges from 0% below Target performance, 100% at Target performance and 200% at Maximum performance. The number of shares reflected on this filing represents the Target Award.
On August 1, 2013, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 1, 2014, 2015 and 2016.
On August 2, 2012, the reporting person was granted a restricted stock unit award that vests in equal installments on August 2, 2014 and 2015.
On August 2, 2012, the reporting person was granted performance units. Of the 2,711 Target shares eligible to be earned based on the Issuer's total shareholder return for the performance period ended March 31, 2015, the reporting person actually earned 100.0%, or 2,711 shares. The Compensation Committee certified the achievement of the performance goal on May 20, 2015.
On August 1, 2013, the reporting person was granted performance units. Of the 2,696 Target shares eligible to be earned based on the Issuer's total shareholder return for the performance period ended March 31, 2015, the reporting person actually earned 116.7%, or 3,146 shares. The Compensation Committee certified the achievement of the performance goal on May 20, 2015.
Options vest and become exercisable in equal annual installments on May 4, 2012, 2013, 2014, 2015 and 2016.
Shares acquired on the vesting of 2,711 and 2,696 restricted stock units on 8/2/2014 and 8/1/2014, respectively, and on the vesting of 5,857 performance units on 3/31/2015.
Shares withheld for payment of tax liability on the performance units vested on 3/31/2015 and issued on 5/20/2015.