Filing Details
- Accession Number:
- 0001354327-15-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-05 17:06:35
- Reporting Period:
- 2015-06-03
- Filing Date:
- 2015-06-05
- Accepted Time:
- 2015-06-05 17:06:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354327 | Pgt Inc. | PGTI | Metal Doors, Sash, Frames, Moldings & Trim (3442) | 200634715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488006 | Wray Monte Burns | C/O Pgt Industries 1070 Technology Drive North Venice FL 34275 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2015-06-03 | 50,000 | $2.00 | 59,325 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2015-06-03 | 50,000 | $12.68 | 9,325 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2015-06-03 | 50,000 | $2.00 | 59,325 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2015-06-03 | 50,000 | $13.02 | 9,325 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-06-03 | 100,000 | $0.00 | 100,000 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 258,378 | 2020-04-06 | No | 4 | M | Direct |
Footnotes
- The Transactions reported in this Form 4 were effected on June 3, 2015 pursuant to a binding Trading Plan executed by the reporting person on March 13, 2015.
- This transaction was executed in multiple trades at prices ranging from $12.50 to $12.90 per share, The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon requested by the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $13.00 to $13.11 per share, The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon requested by the SEC staff, the issuer, or a security holder of the issuer.
- An aggregate of 498,378 options exercisable in five approximately equal annual installments beginning on April 6, 2011.
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