Filing Details
- Accession Number:
- 0001348324-15-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-05 16:25:32
- Reporting Period:
- 2015-06-03
- Filing Date:
- 2015-06-05
- Accepted Time:
- 2015-06-05 16:25:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348324 | Ldr Holding Corp | LDRH | Surgical & Medical Instruments & Apparatus (3841) | 203933262 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1586581 | E. Scott Way | 13785 Research Blvd., Suite 200 Austin TX 78750 | Exec Vp General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-03 | 800 | $3.11 | 2,457 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-06-03 | 2,000 | $5.94 | 4,457 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-06-03 | 1,000 | $5.94 | 5,457 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-06-03 | 5,000 | $15.00 | 10,457 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-03 | 10,000 | $42.00 | 457 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2015-06-03 | 800 | $0.00 | 800 | $3.11 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2015-06-03 | 2,000 | $0.00 | 2,000 | $5.94 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2015-06-03 | 5,000 | $0.00 | 5,000 | $15.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-06-03 | 1,000 | $0.00 | 1,000 | $5.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 930 | 2012-09-15 | 2021-09-16 | No | 4 | M | Direct |
| 6,061 | 2013-07-10 | 2022-07-10 | No | 4 | M | Direct |
| 9,814 | 2013-10-11 | 2023-10-08 | No | 4 | M | Direct |
| 659 | 2013-07-10 | 2022-07-10 | No | 4 | M | Direct |
Footnotes
- The transaction indicated was conducted under an approved 10b5-1 Plan adopted by the reporting person on March 5, 2015.
- Includes 394 shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 31, 2015.
- Includes 1,200 shares acquired through an RSU grant which vested on January 16, 2015.
- The option becomes exercisable for 25% of the shares granted one year from the vesting commencement date of September 15, 2011, then in thirty-six equal monthly installments thereafter.
- ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of July 10, 2012, then in thirty-six equal monthly installments thereafter.
- The option becomes exercisable in forty-eight equal monthly installments following the vesting commencement date of September 11, 2013.
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