Filing Details

Accession Number:
0001605997-15-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-04 17:44:51
Reporting Period:
2015-06-02
Filing Date:
2015-06-04
Accepted Time:
2015-06-04 17:44:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1605997 Northern Power Systems Corp. NPS Engines & Turbines (3510) 826503088
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1605961 R. Ciel Caldwell C/o Northern Power Systems, Inc.
29 Pitman Road
Barre VT 05641
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2015-06-02 8,050 $0.77 12,840 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct