Filing Details

Accession Number:
0001534158-15-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-04 16:02:49
Reporting Period:
2015-06-03
Filing Date:
2015-06-04
Accepted Time:
2015-06-04 16:02:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122976 Polyone Corp POL Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 341730488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479549 M Craig Nikrant Polyone Center
33587 Walker Road
Avon Lake OH 44012
Svp President Global Sem No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-03 16,100 $14.81 23,353 No 4 M Direct
Common Stock Disposition 2015-06-03 10,156 $39.38 13,197 No 4 D Direct
Common Stock Disposition 2015-06-03 7,253 $39.28 5,944 No 4 S Direct
Common Stock Disposition 2015-06-03 747 $39.27 16,324 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2015-06-03 16,100 $0.00 16,100 $14.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,619 Indirect Savings Plan Trust
Footnotes
  1. The sales price is a weighted average for the sales transactions. The sales prices range from a low of $39.274 per share to a high of $39.31 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
  2. The sales price is a weighted average for the sales transactions. The sales prices range from a low of $39.262 per share to a high of $39.274 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
  3. The information in this report is based on a PolyOne Retirement Savings Plan statement as of June 3, 2015. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund. Even though no transaction has occurred, this fluctuation may result in an increase or decrease in the number of shares held since the last report filed by the reporting person.
  4. The stock appreciation rights vest in three equal annual installments beginning February 16, 2012.