Filing Details

Accession Number:
0001437749-15-011763
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-03 21:45:58
Reporting Period:
2015-06-01
Filing Date:
2015-06-03
Accepted Time:
2015-06-03 21:45:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162461 Cutera Inc CUTR Electromedical & Electrotherapeutic Apparatus (3845) 770492262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1285172 J Ronald Santilli C/O Cutera, Inc.
3240 Bayshore Blvd
Brisbane CA 94005
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-06-01 4,257 $14.90 50,188 No 4 S Direct
Common Stock Acquisiton 2015-06-01 15,406 $8.66 65,594 No 4 M Direct
Common Stock Disposition 2015-06-01 15,406 $15.00 50,188 No 4 S Direct
Common Stock Acquisiton 2015-06-02 4,192 $8.66 54,380 No 4 M Direct
Common Stock Disposition 2015-06-02 4,192 $15.00 50,188 No 4 S Direct
Common Stock Acquisiton 2015-06-03 7,897 $8.66 58,085 No 4 M Direct
Common Stock Disposition 2015-06-03 7,897 $15.00 50,188 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-06-01 15,406 $0.00 55,000 $8.66
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-06-02 4,192 $0.00 55,000 $8.66
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-06-03 7,897 $0.00 55,000 $8.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,094 2010-06-01 2016-06-08 No 4 M Direct
7,902 2010-06-01 2016-06-08 No 4 M Direct
5 2010-06-01 2016-06-08 No 4 M Direct
Footnotes
  1. Represents the total number of shares withheld by the Company to settle the reporting person's minimum tax liability on the vesting of Restricted Stock Units (RSUs).
  2. Stock sold pursuant to a 10b5-1 trading plan. Stock prices ranged from 15.00 to $15.01, with $15.0003 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Stock sold pursuant to an employee stock option that was subject to a 10b5-1 trading plan.
  4. Stock sold pursuant to a 10b5-1 trading plan. Stock prices ranged from 15.00 to $15.01, with $15.0028 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. Options vest according to the following schedule: 1/3rd on 06/1/2010 and 1/36th vested monthly thereafter.