Filing Details
- Accession Number:
- 0001437749-15-011761
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-06-03 21:41:51
- Reporting Period:
- 2015-05-06
- Filing Date:
- 2015-06-03
- Accepted Time:
- 2015-06-03 21:41:51
- Original Submission Date:
- 2015-05-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1162461 | Cutera Inc | CUTR | Electromedical & Electrotherapeutic Apparatus (3845) | 770492262 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1285172 | J Ronald Santilli | C/O Cutera, Inc. 3240 Bayshore Blvd Brisbane CA 94005 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-01 | 939 | $9.08 | 54,445 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2015-05-06 | 25,539 | $8.66 | 79,984 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-06 | 25,539 | $14.00 | 54,445 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-05-06 | 25,539 | $0.00 | 55,000 | $8.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,500 | 2010-06-01 | 2016-06-08 | No | 4 | M | Direct |
Footnotes
- These shares were acquired under the Cutera, Inc. Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) and as such not reported on May 1, 2015.
- Stock acquired through employee stock option exercises and sold pursuant to a 10b5-1 trading plan at a price of $14.00 per share.
- Options vest according to the following schedule: 1/3rd on 06/1/2010 and 1/36th monthly thereafter.
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