Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-06-03 20:59:58
Reporting Period:
Filing Date:
Accepted Time:
2015-06-03 20:59:58
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1563665 Harvard Apparatus Regenerative Technology Inc. HART Surgical & Medical Instruments & Apparatus (3841) 455210462
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008643 David Green C/o Harvard Apparatus Regenerative Tech.
84 October Hill Road, Suite 11
Holliston MA 01746
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-03 23,400 $1.98 288,259 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 75,000 Indirect David Green 2013 Annuity Trust
Common Stock 150,000 Indirect David Green 2015-2 Annuity Trust, dated March 13, 2015
  1. This transaction was executed in multiple trades at prices ranging from $1.94 to $2.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.